Our partners

Our broker-dealer, Woodbury Financial is synonymous with professionalism, integrity and consistency, and they play an important role in supporting our efforts to serve you. Woodbury Financial, an independent wealth management firm that provides me with back office, technology, regulatory and operational support.

Founded in 1969, Woodbury Financial is driven by a strong philosophy that independence is key to fulfilling sound investment decisions. My affiliation with the firm empowers me to put your interests first with objective, carefully considered offerings—with no obligation to promote any particular investment.

Woodbury Financial helps us serve your financial needs by providing you with tools and resources to manage your account and develop appropriate investment solutions based on your goals. All with one goal in mind — your success.

Pershing LLC (Member, FINRA, NYSE, and SIPC), acts as the clearing firm and custody for our clients’ assets.  Pershing, LLC is a subsidiary of The Bank of New York Mellon Corporation, the nation’s oldest continuously operating bank.  A leading provider of global financial services to institutions, corporations and high-net-worth individuals, Pershing, LLC custodies $1.7 trillion in client assets.

Pershing provides confirmation, delivery and settlement of your financial transactions. Additionally, it prepares and sends you periodic account statements and transaction confirmations. It also employs technology and procedures designed to ensure that transactions are processed in a timely and efficient
manner.

Pershing is regulated by the SEC and FINRA, the regulatory bodies that also oversee broker-dealers.  Pershing is a member of SIPC, a non-profit corporation protecting each customer’s account in the event the firm is bankrupt or in financial trouble and customer assets are missing.  Protection is provided up to $500,000 for securities and cash (including a $250,000 limit for cash only).

The Charles Schwab Corporation is one of the largest brokerage firms in the United States.  Based in San Francisco, CA, the company was founded in 1971 by Charles R. Schwab.  Schwab currently has 12.2 million active client brokerage accounts*.  They custody $3.9 trillion in assets*

Schwab provides confirmation, delivery and settlement of your financial transactions. Additionally, it prepares and sends you periodic account statements and transaction confirmations. It also employs technology and procedures designed to ensure that transactions are processed in a timely and efficient
manner.

Schwab is regulated by the SEC and FINRA, the regulatory bodies that also oversee broker-dealers.  Schwab is a member of SIPC, a non-profit corporation protecting each customer’s account in the event the firm is bankrupt or in financial trouble and customer assets are missing.  Protection is provided up to $500,000 for securities and cash (including a $250,000 limit for cash only).

* as of November 30, 2019.